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Filtered or Unfiltered?

Charged with making the Internet safe for children, librarians go their separate ways

Ann Curry and Ken Haycock -- School Library Journal, 1/1/2001

Illustration by James Steinberg.

Now that the Web is fully in place in the majority of North American schools and libraries,

we wanted to know just how widespread the use of software was. To find out, we surveyed School Library Journal subscribers.

The Lay of the Land
We discovered that filtering software is widely used across the nation, but despite the flurry of news headlines generated by the issue of Internet pornography, not all communities have chosen to fence the border. In fact, 53 percent of school libraries filter Internet access. In public libraries, the figure is much smaller: 21 percent.

Schools are also much more likely to use filters on all their terminals: 49 percent of school libraries use filtering software on all library computers. That figure stays essentially the same for all grade levels. Among public library respondents, the number drops to five percent. But in public libraries that filter "some" computers, written comments indicate that the filtered terminals are located in youth areas.

BEHIND THE SURVEY
This article is based on a survey questionnaire mailed in April 2000 to a randomly selected sample of SLJ subscribers: 2,000 school and 1,000 public librarians. The purpose of the survey was to measure the penetration of Internet filtering software, find out which brands
libraries use, and determine levels of satisfaction with software and vendor services.A total of 731 surveys (465 school, 266 public) were returned, for a response rate of 24 percent. It should be noted that this response rate is lower than normal for similar SLJ surveys.
School libraries got an earlier start with filtering software. Forty-six percent of schools with filters had installed them before 1999, compared with 33 percent of public libraries. Recent installations, however, show a shift toward the public library market--27 percent of public libraries with filters installed them in the first five months of 2000, whereas only 15 percent of schools had such recent installations.

Slightly more than one-third of school libraries (36 percent) have no plans to use filtering software. That number drops slightly in high schools (33 percent) and grows somewhat among middle schools: (41 percent). Thirty-nine percent of elementary schools are not planning to filter access. In public libraries, the figure is significantly higher: 69 percent do not plan to install filters.

A small group is still thinking the issue over. Eleven percent of schools and nine percent of public libraries have investigated filters, but have no immediate plans to install them.

Filter Alternative
Approximately 96 percent of both school and public libraries have an Acceptable Use Policy, whether they filter or not. Libraries disseminate these policies to users in a variety of ways--the most common being statements cited on mandatory sign-up sheets in public libraries and information in student handbooks in school libraries. Most school and public libraries (81 percent) also help with Internet searches by providing links to pre-selected Web sites and/or age-specific commercial databases (such as EBSCO's Searchasaurus), search engines (say, Yahooligans), and research tools (online encyclopedias). Staff in nonfiltering libraries often supplement these measures with a "tap on the shoulder" when they notice a user viewing an inappropriate Web site. This kind of monitoring is done in 86 percent of school libraries and 62 percent of public libraries.

Why Librarians Filter--or Don't
Most of the reasons school librarians gave for filtering involved the role of the school library, uneasiness about personal liability, frustration with the amount of time they were spending monitoring students' Web searching, and concerns about student safety. Here's a sampling of the school responses:

"A public school takes the [place] of a parent. Full intellectual freedom is not our role."

"The filter removes me from any responsibility as far as students getting to too many inappropriate sites."

"I don't have the staff to constantly monitor Internet use. The filter gives staff peace of mind."

"Our number one concern is for the safety of our students."

"There is a lot of bad stuff, very bad stuff, we absolutely have to block."

In public libraries that filter, librarians talked about being responsive to community demands:

"Our patrons are happy that we have this type of filtering. As one said: 'We discourage indecent exposure. Why allow it on the screen in a public place?' Our job is to give the public what it wants, not what it doesn't want."

"Politically it was the right move for our community, which is conservative. It makes us responsive to the requests/attitudes of our users."

School and public librarians who are against filters based their opinions on a belief in intellectual freedom and the inefficiency of filters. Those librarians who oppose filters but used them nonetheless talked about their desire to remain employed. Here are some of their remarks:

"Filtering tries to enforce morality externally. We should be teaching internalized morality."

"I do lots of research on books and curriculum areas for teachers. I am only 50 percent as effective with this insane censorship [caused by filters]. If kids cannot be responsible now, when will we expect them to be responsible? When they retire?"

"Internet filtering lets parents and others 'think' that the inappropriate sites are blocked. In reality, not all of them are--it's impossible. It's mainly symbolic!"

"Intellectually I object to it; conversely, I like my job."

 

WHO FILTERS, WHO DOESN'T
A LOOK AT SCHOOL AND PUBLIC LIBRARIES

Public Library School Library
Use Internet Filtering Software 21% 53%
Use on all computers 5% 49%
Use on some computers 16% 4%
Have investigated considering installing but have not done so yet 9% 11%
Do not plan to use filtering software 69% 36%
Have investigated, but have decided NOT to install filters 52% 21%
Have NOT investigated and have NOT considered installing 17% 15%

 

 

Brand Names
The software used most in school libraries is the N2H2 product Bess (36 percent), followed by Surfwatch (11 percent), Cyberpatrol (10 percent), Websense (6 percent), Igear (6 percent), Xstop (4 percent), and Screendoor (3 percent). Other software brands noted were mentioned by two percent or fewer respondents. Bess software was most likely to be used in high schools: it was the choice of 43 percent of high schools with filters, and 33 percent of both elementary and middle/junior high schools.

Cyberpatrol software dominated the public library segment, with 43 percent of the market. Surfwatch (8 percent) and Websense software (6 percent) were distant runners-up. Other software mentioned by public library respondents were made by Screendoor, Border Manager, Foolproof, SmartFilter, Searchopolis, Net Nanny, Winu, Guard, Airswitch, and Library Guardian.

 

GATE CRASHERS:
CAN FILTERS BLOCK WHAT YOU WANT THEM TO
?

Total Sample
%
Bess
%
Cyber
Patrol
%
Surf
Watch
%
Web
Sense
%
Igear
%
Satisfaction with Software's Site Blocking
Very Satisfied 31 41 26 26 54 27
Somewhat satisfied 49 39 45 57 31 64
Somewhat dissatisfied 15 13 21 17 8 9
Not at all satisfied 5 7 8 - 8 -
Satisfaction with Software on Letting "Good Sites" Through
Very Satisfied 16 10 22 17 31 27
Somewhat satisfied 41 32 39 35 23 18
Somewhat dissatisfied 28 37 22 35 39 18
Not at all satisfied 15 21 17 13 8 36
Satisfaction with Software's Flexibility To Modify "Block List"
Very Satisfied 26 17 32 30 39 36
Somewhat satisfied 31 31 32 25 31 9
Somewhat dissatisfied 18 17 18 25 8 27
Not at all satisfied 25 35 18 20 23 27

(Base: Use Filtering Software)

(264) (70) (38) (23) (13)* (11)*

*Caution: small base size.

 

 

 

When Considering Filters...

1. Determine whether you can turn it off.
The worst thing, say survey respondents, is not having the authority to temporarily turn off a filter or unblock a particular site--or not having software that's easy to disable when necessary. Some organizations have decided that only the superintendent or the director can decide if particular sites can be unblocked, which, according to angry librarians, can "literally take days." By this time, the teachable moment has certainly passed. Librarians must convince upper management to give them control over filters.

2. Know what you're buying.
Find out how particular filters work, what they block, and who is compiling the hit list of blocked words or sites. Filters have a major impact on how much information will be in your "collection"--you wouldn't let someone reject a substantial number of your book selections and not inquire about what was rejected and why. Why accept it from a filter?

3. Be involved.
Impress upon upper management that the librarians--the people working directly with users--must be involved in deciding whether to filter and, if necessary, in choosing the filtering software. This survey revealed that in many cases, inappropriate software had been purchased and installed at great expense before the librarians could get involved--just to solve a political crisis and "protect the district's derriere"! Slow down. Gather facts about vendors and software from those who have already installed systems and from surveys like this one.

 

The Mystery Surrounding Filters
The survey showed that a significant percentage of staff in all types of libraries understood little about how their filtering software works. Thirty-five percent of school librarians who use keyword filters said that they "didn't know" who--the vendor or the school--selected the restricted keywords. Of those whose filters blocked particular Web sites, 44 percent did not know who supplied or controlled the site-blocking list. A larger number (69 percent) did not know if their filter was based on a Web rating system, the best known of which is PICS (Platform for Internet Content Selection). Public librarians were slightly more knowledgeable: 19 percent lacked information about their keyword blocking, 27 percent about site blocking, and 60 percent about Web rating systems. In some cases, the "don't know" response could also indicate uncertainty about which type of blocking their filter employed.

Due to the degree of confusion regarding blocking configurations, the information about the following blocking procedures is informative, but cannot be considered conclusive. It appears that 55 percent of public libraries and 47 percent of schools with filters make use of vendor-supplied words or phrases for keyword blocking. Fifteen percent of public libraries and 29 percent of school libraries also add their own words and phrases to the list.

Where site-blocking filters are used, librarians in both types of libraries (56 percent public, 43 percent school) use vendor-compiled lists of Web sites. But are they likely to have a copy of the list? Not very. A majority of librarians (54 percent) who use filters don't know whether they have access to the list of blocked sites. A small percentage (19 percent) said that their vendor would give them access to the information; another 28 percent said that the information was off-limits. Nearly half (49 percent) said that they had never requested changes in the list of sites. Of those that had requested adjustments, school librarians (54 percent) were more likely to do so than public librarians (34 percent).

Twenty-one percent of both groups use systems that allow access only to a defined universe of approved sites supplied by the vendor. Approximately 25 percent of all libraries with filters have also specified particular URLs that they want blocked, and half that number limit their users to a list of sites approved by the library.

What Gets Stopped at the Border?
Internet Relay Chat (chat rooms) and e-mail are the protocols that libraries block most. Fifty-three percent of public libraries and 43 percent of school libraries have configured their filters to block chat sites, while 22 percent of public libraries and 31 percent of schools block e-mail. One school librarian remarked that "chat rooms and such are like phone calls to friends--recreation," and that school use of the Internet needed to be educational, not recreational.

     PUT ME DOWN AS SATISFIED...MOSTLY

Total Public % Total School %
Overall satisfaction with decision to install internet filter software
Very satisfied 43 36
Somewhat satisfied 33 40
Somewhat dissatisfied 10 15
Very dissatisfied/Not at all satisfied 14 9

Do Filters Work?
When evaluating filtering software, two aspects are key: that the product blocks the kind of sites you want blocked and that it won't screen out the rest. Most librarians surveyed are generally satisfied with their product's ability to block objectionable sites, but they are dissatisfied with the product's ability to let through the "good" sites. Overall, 16 percent of the 264 librarians with filters are "very satisfied" and 40 percent are "somewhat satisfied" with the ability of their filters to not block out good sites (such as Superbowl XXX or breast cancer information). Twenty-eight percent are "somewhat dissatisfied" and the remainder (15 percent) are "very dissatisfied." School librarians appear to be more frustrated than public librarians with this aspect of filtering: 47 percent said that they were "somewhat" or "very dissatisfied" with the ability of their filter to let good sites through, compared with only 27 percent of public librarians.

When asked if they were satisfied with their decision to install filtering software, most respondents said they were. Just over three-quarters (76 percent) are either "very satisfied" or "somewhat satisfied." Nearly one-quarter are not.

Ann Curry is an associate professor at the School of Library, Archival, and Information Studies at the University of British Columbia in Vancouver, and Ken Haycock is the director of the school.

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